Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristina M DanielMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company05-22-2013
Hassan Khalil HarajliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-20-2013
Peter Ralph BeningtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2013
Michael Raymond KuligowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.04-11-2013
Mark Mcclellan AmbroseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-25-2013
Claire Elizabeth WinchesterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-21-2013
Jeffrey Lynn TroutmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-29-2012
Michael James CongletonMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.10-26-2012
Joseph G. SakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.10-22-2012
Chelsea Lynn KiehlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-15-2012
Matthew C MoceriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-29-2012
David Wayne EdwardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.03-27-2012
James 'Brad' Cross, Brad VannelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-08-2012
Raymond Gerald PlowdenMerrill Lynch, Pierce, Fenner & Smith IncorporatedState Farm VP Management Corp.02-27-2012
Sharlee Nicole ZalewskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-24-2012
Michael Allen VanoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.02-24-2012
David J. GardinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-21-2012
Anthony C GroseMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-23-2012
Yen Feng MckinneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.12-19-2011
Nicholas Justin DickinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-09-2011
Bradley James SurmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-22-2011
Michael Paul JergensMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-30-2011
Jonathan Paul StanleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC03-17-2011
Aaron Thomas LoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company03-04-2011
Sara E. WohlMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-02-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.