Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle M. RiesgoMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities09-26-2018
Sean Michael JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-18-2019
Mark Edwards AndrewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.01-18-2019
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Ronald Lee Miller IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2018
Kaila Chane'L IburaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Michael J. BorenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-18-2019
Andrew Huston McGuireMerrill Lynch, Pierce, Fenner & Smith IncorporatedPlante Moran Financial Advisors12-20-2018
Chad B. SpeziaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-16-2019
Michael Paul RauMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-28-2019
Aroson M. RandleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-21-2019
James Taylor BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVintage Financial Services LLC12-04-2018
Dean JanceskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-12-2019
John Pierre ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-13-2019
Rennia Clarice DombrowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-06-2019

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.