Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian James SchreiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-14-2019
Gina Kay BlairMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-10-2018
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
Jason Corey HudgensMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-04-2018
Youkang GaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-02-2018
Daniel James RobyMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC02-15-2018
Adam Mark JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2017
Justin Thomas NoyleMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.10-11-2017
Kevin Peter Smith Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-07-2017
Neal Forrest RobinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-07-2017
Alexander C AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCliftonLarsonAllen Wealth Advisors, LLC01-10-2017
Cameron G WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-09-2017
Fred Richard Le GrandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-15-2016
Jay Edwin RothmeierMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC10-27-2016
Conor Nicholas HentgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-03-2016
Joseph Paul PlankMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-03-2016
Gordon Colonel Bentley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.07-11-2016
Jeffrey John ScholtenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-16-2016
Scott Gerald TholeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$3505-13-2016
David Jerome PohlenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-29-2016
Lawrence Joseph PohlenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50004-29-2016
Marc Jerome TerrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-29-2016
Michael James KasperMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-29-2016
Andrew Michael KolbMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-07-2015
Daniel James RobyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-04-2015
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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