Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hannah MorehouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-03-2020
Tyler John CoyneMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Oak Ridge Financial Services Group, Inc.01-15-2020
Paul August AlegiMerrill Lynch, Pierce, Fenner & Smith IncorporatedGuardian Wealth Strategies, LLC12-15-2019
Dana Jeanette EffertzMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.12-13-2019
Drew Taylor JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-13-2019
Matt Thomas MertensMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-25-2019
Richard Halm De-Souza Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-29-2019
Brian Uzan VillanuevaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-24-2019
Bernardo J. Escobedo-DiazMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-11-2019
Adam Henry DwyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-11-2019
Sunn Sun YeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-23-2019
Austin Vieng Savanh KeomysyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC05-31-2019
Tejwant SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.03-04-2019
Natalia A. CastanedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-22-2019
Brian J. SchreiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-14-2019
Gina K. BlairMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-10-2018
Randy Eugene Johnson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-08-2018
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-24-2018
Jason Corey HudgensMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-04-2018
Youkang GaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-02-2018
Coy Marvin ChelgrenMerrill Lynch, Pierce, Fenner & Smith IncorporatedFarmers Financial Solutions, LLC11-21-2017
Adam M. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2017
Justin Thomas NoyleMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.10-11-2017
Kevin Peter Smith Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-07-2017
Neal Forrest RobinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-07-2017
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.