Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
Dorothy KovarMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
William Tennant MofflyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Distributors, Inc.05-20-2016
Catherine Irene ShannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Brett B Oslund, Brandon J OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-09-2009
Alexander Christian AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCliftonLarsonAllen Wealth Advisors, LLC01-10-2017
Whitney Ruth WindmillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC08-24-2010
Daniel James RobyMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC02-15-2018
Jeffrey John ScholtenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-16-2016
Kevin Peter Smith Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-07-2017
Joseph Pribila PlankMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-03-2016
Michael T. DroddyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-30-2015
Scott Wayne LuehringMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-17-2012
Adam M. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2017
Larry Pohlen, Marc Terris, Michael Kasper, David Pohlen, Kathleen VaughanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$55505-23-2016
Scott Gerald TholeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$3505-13-2016
Lawrence Joseph PohlenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50004-29-2016
Marc Jerome TerrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-29-2016
David Jerome PohlenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-29-2016
Charles Edward DuddingstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-13-2014
Todd Graham SylvesterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1006-13-2014
Justin Steele BothamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-13-2014
Mark JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19202-27-2013
Mark Linden Johnson, William Barton McNabbMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5002-27-2013
Richard Duane LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-01-2012
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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