Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett B OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-09-2009
Brandon J OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-09-2009
Jeffrey Philip WendelMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-16-2009
Randall Allan GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20001-16-2009
Jeffrey Curt AdamsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-16-2009
Mark Dudley PoindexterMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-16-2009
Brian Steven GrahekMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-16-2009
Karen Ann PetersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-16-2009
Catherine Irene ShannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Brian D. BoldtMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Timothy James StoddartMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2009
Paul Warren VizankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC05-04-2009
Allen Keith ShortMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2009
William H. StensrudMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-30-2009
Amy Lynn NotermannMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.03-19-2010
Gerald Peter BruzekMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.08-23-2010
Whitney Ruth WindmillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC08-24-2010
Anthony James Paradise ScheuringMerrill Lynch, Pierce, Fenner & Smith IncorporatedPiper Sandler & Co.08-24-2010
Edward Eric GrondahlMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC10-07-2010
Patricia Rae SavreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-11-2010
Melanie Dawn GornickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC02-14-2011
David William GoldmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedRoyal Alliance Associates, Inc.02-22-2011
Drew Daniel DehnickeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWealth Enhancement Brokerage Services, LLC02-25-2011
Ryan N. DahlMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC$102-28-2011
Nancy Elias AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.06-17-2011
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.