Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett B Oslund, Brandon J OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-09-2009
Jeffrey Curt AdamsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-16-2009
Catherine Irene ShannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Dorothy KovarMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Whitney Ruth WindmillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC08-24-2010
Anthony James Paradise ScheuringMerrill Lynch, Pierce, Fenner & Smith IncorporatedPiper Jaffray & Co.08-24-2010
Patricia Rae SavreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-11-2010
Richard Duane LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-01-2012
Ryan M. GerisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-29-2012
Westcott Jones, Scott VogelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$1,00008-03-2012
Scott Wayne LuehringMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-17-2012
Lori Renae SwartMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.$2511-05-2012
Roxane Thortinnson GehleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.$5011-06-2012
Mark JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19202-27-2013
Mark Linden Johnson, William Barton McNabbMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5002-27-2013
Charles Edward DuddingstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-13-2014
Todd Graham SylvesterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1006-13-2014
Justin Steele BothamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-13-2014
Chuck Jason McBeainMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.09-24-2014
Michael T. DroddyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-30-2015
Lawrence Joseph PohlenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50004-29-2016
Marc Jerome TerrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-29-2016
David Jerome PohlenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-29-2016
Scott Gerald TholeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$3505-13-2016
William Tennant MofflyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Distributors, Inc.05-20-2016
Next Page »

Showing 1 to 25 of 38 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.