Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Glen RushMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Edward InchiostroMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$15005-28-2019
Tahreem Qamar ShaikhMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.05-20-2019
Laura Jeanne BoedgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedHighTower Securities, LLC01-17-2019
Alex Leo JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2018
Lacey Anne DiekmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrown Capital Securities, L.P.08-30-2018
Walter A. JuarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company07-09-2018
Joseph Edward EichackerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1004-13-2018
Sean McGoogan MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe O.N. Equity Sales Company04-05-2018
Kevin David ZimmermannMerrill Lynch, Pierce, Fenner & Smith IncorporatedBOK Financial Services, Inc.11-06-2017
Ally Anne MelvinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-16-2017
Robert Anthony SchaferMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated09-19-2017
David Anthony KasichMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-06-2017
Corey Mathew GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedSeverin Investments LLC06-27-2017
Jeffrey Lynn BryanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBlackRock Investments, LLC$2505-30-2017
Michael Meade TroyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFisher Investments05-30-2017
Travis James MuddMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-16-2017
Marvin Darryl AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-16-2016
Andrew Todd SharonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2016
Richard A BlankenshipMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-21-2016
Benjamin Hunter WhitlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.01-14-2016
Andrew Lawrence ThomassonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-13-2015
Stephen William PetersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1010-29-2015
Shawn Eric WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRS Funds Distributor LLC08-12-2015
Joseph Michael MufsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities Service Network, LLC05-05-2015
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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