Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Charles ClemonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-14-2017
Abraham William RadmaneshMerrill Lynch, Pierce, Fenner & Smith IncorporatedCommerce Brokerage Services, Inc.09-03-2014
Alan J. SpilkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James08-28-2013
Alex Leo JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2018
Ally Anne MelvinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-16-2017
Andrew Lawrence ThomassonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$24011-13-2015
Andrew Todd SharonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2016
Ann Elizabeth MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-17-2018
Barbara HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated$6007-16-2018
Benjamin Hunter WhitlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.01-14-2016
Brad DieckhausMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-16-2015
Bradley Louis BoessenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-21-2018
Brandon T WhaleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Brokerage America, LLC10-08-2014
Brett Anthony MuddMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-30-2015
Brian Matthew TurnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-01-2015
Brianne M. LeroyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2014
Brienne Lynnette JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-29-2014
Catherine BaizeMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America, Inc.$15005-23-2011
Christopher Grimes ErnstMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.04-13-2012
Colin Michael GibbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25004-13-2016
Corey Mathew GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedSeverin Investments LLC06-27-2017
Dale Von HoffmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$10406-16-2017
Dale William Von HoffmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$23712-04-2009
Dana Havens, Ryan Patterson, Delvan Mitchell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$30001-03-2018
Darin Noel ShankMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-18-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.