Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William J ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.10-22-2013
Robert C ZieglerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.02-21-2017
Kevin Rone ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.06-13-2011
Michelle Lee LaCountMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2503-20-2018
Joshua Clayton Johnson SrMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC03-29-2012
Matthew Austin EllerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBrighthouse Securities, LLC03-14-2017
Angela Nicole FerrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital Investment Group, Inc.08-25-2014
Richard FountainMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarolinas Investment Consulting LLC02-13-2019
Raymond JOSEPH MarquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-26-2019
Robert Steven PawlowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
John JAMES AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Sean LutkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrown Capital Securities, L.P.08-22-2017
Jonathon HubbardMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Capital Management, LLC05-25-2018
Timothy Michael WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-25-2020
Devaun SwaffordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-14-2020
Ashley Jennifer CedroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-12-2019
Cigi HollingsworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-21-2018
Stephen Mark FuscoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-04-2017
Charles Jeffrey HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-17-2017
Katherine Yvonne YounceMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-02-2017
Brennon Lee MillsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-01-2016
Jared C WixMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-17-2014
Michael C TunneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-13-2013
MATTHEW Richard VLISSIDESMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC07-09-2018
Michael Gabriel MasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-31-2015
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.