Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John James AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1001-16-2009
Paul David WillsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Glenn Stefan HenshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15002-27-2009
Jonathan Scott PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-27-2009
Marcus Edward FieldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.06-15-2009
Angela Ruth Johnson-MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-14-2009
Jason Alan LailMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-21-2009
Brock Eugene HimanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-04-2009
Jason Tyler DrakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.09-15-2009
Dwayne Wesley PowellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-26-2009
Joshua Morgan PruittMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5011-30-2009
James Carl Pyron IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-11-2010
Teresa Mcfadden ElliottMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.04-23-2010
Mark Raymond BrackettMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$15006-03-2010
George Frederic LittlewoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-30-2010
Leigh Carol KempfMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-30-2010
Peter Bradford GuildMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-30-2010
Richard Steven AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-30-2010
Jeffrey Lynn BurgessMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.07-26-2010
Vicky T Tsitseras LeonardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-04-2010
Philip Norman Speier Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation10-25-2010
Eric Charles CarrilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$111-01-2010
Shawn Raymond BurgerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-08-2010
Michel TramMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Securities, LLC11-15-2010
Tamara Elizabeth GiffordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-16-2010
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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