Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vicky T Tsitseras LeonardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-04-2010
Eric Charles CarrilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-01-2010
Joseph Goode VicarsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15004-20-2011
Robert M CacchioneMerrill Lynch, Pierce, Fenner & Smith IncorporatedFederated Global Investment Management Corp.05-23-2011
Kevin Rone ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.06-13-2011
Matthew Wallace, Melanie Regner, George Wallace IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$22009-06-2011
Kevin Lewis KeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC09-06-2011
Robert J. FryeMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc09-06-2011
John Matthew WatkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.09-23-2011
Dustin Lavelle LiskMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquity Services, Inc.11-21-2011
Nicholas Anthony CerulloMerrill Lynch, Pierce, Fenner & Smith IncorporatedNationwide Securities, LLC01-23-2012
Joshua Clayton Johnson Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1003-29-2012
Kelli Kuchelmeister ColeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-30-2012
James Michael LoftusMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.05-14-2012
Robert Joseph GlausserMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2012
Tim Butch WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-18-2012
Robert Sellers Keller Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-27-2012
Kimberley Saunders KraussMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-30-2012
Kirk Anthony MessickMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-30-2012
Mark KeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$14108-03-2012
Mark Russel KeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-03-2012
Jay M. RappMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-03-2012
Cameron Ryan PaitMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-13-2012
John Patrick McCabe IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-08-2013
Justin Scott CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Citizens Securities Corporation05-20-2013
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Showing 51 to 75 of 143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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