Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Elliott MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-02-2020
Uri Menachem FleischmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-14-2020
Priyanka Kanth SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.08-24-2020
Bartosz WojciechowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2020
Nathan Noah KlevitMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC$5008-11-2020
Tamara Lynnette NaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-18-2020
Megan Anne RehillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-03-2020
Tina Marie DepaolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.06-01-2020
Kristian James LydonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-22-2020
Daniel William LoftusMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors04-13-2020
Beverly L RounMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC04-02-2020
Elina ShalumovaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllied Millennial Partners, LLC03-26-2020
Joseph C AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC$2503-17-2020
Daniel Brian HirschMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-30-2020
Geoffrey Ross ClevelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15001-02-2020
Maria Irene McKeonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-23-2019
James M CadetMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2,00011-27-2019
Renee Patricia VanekMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$26511-20-2019
Jose Rafael PeraltaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-11-2019
Mikaela DalyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC11-08-2019
Stephen Andrew BannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2019
Jesse CelesteMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-16-2019
Shontae Diana TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-25-2019
Jonathan Ryan MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC09-23-2019
DENIS Joseph KENNYMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-11-2019
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Showing 1 to 25 of 416 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.