Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert GleasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAgile PT Group LLC09-21-2012
Patrick Frank Watson JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.09-19-2018
Mario DigiacomoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.08-06-2012
Elina ShalumovaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllied Millennial Partners, LLC03-26-2020
Joseph C AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC$2503-17-2020
Ryan Elliott MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-02-2020
Lawrence Alan HessMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$1809-08-2017
Edward Hunter Mccay IiiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-08-2017
Carolyn Marie HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-25-2017
Jeannie M AversaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC06-06-2016
Edgar RosasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-18-2015
John P VeasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-18-2013
Nigel A FrancisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-03-2013
Michael HoldenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2502-26-2010
Dana Ivon GreggMerrill Lynch, Pierce, Fenner & Smith IncorporatedAon Securities LLC07-26-2013
James David CargillMerrill Lynch, Pierce, Fenner & Smith IncorporatedBankers Life Securities, Inc.08-20-2019
Erik James AndersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBankers Life Securities, Inc.03-02-2018
Stephen MICHAEL KincadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.$15001-27-2012
James George NaplacicMerrill Lynch, Pierce, Fenner & Smith IncorporatedBCG Securities, Inc.05-12-2015
Tina Marie DepaolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.06-01-2020
John BrzozowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investment Services LLC07-03-2013
Derek Scott BilcikMerrill Lynch, Pierce, Fenner & Smith IncorporatedCeros Financial Services, Inc.04-27-2017
Beverly L RounMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC04-02-2020
Mikaela DalyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC11-08-2019
Jeffrey Michael TernyilaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-23-2011
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Showing 1 to 25 of 416 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.