Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert A. Setzer Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.09-27-2017
Jonathan Owen KleintopMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.05-03-2010
Eric C. HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdvanced Equities, Inc.08-27-2012
Jeffrey Joseph PaladinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdvisors Asset Management, Inc.11-04-2015
Robert GleasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAgile PT Group LLC09-21-2012
Patrick Frank Watson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.09-19-2018
Mario DigiacomoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.08-06-2012
Elina ShalumovaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllied Millennial Partners, LLC03-26-2020
Sunny Veliyath PorinjuMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllied Millennial Partners, LLC06-19-2014
Joseph Carroll Anderson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC03-17-2020
Susan Nell LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC12-15-2015
Chris Joseph CallahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC03-29-2010
Bryan Arthur BedardMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC$10009-28-2009
Kevin F SlasinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Economic Planning Group Inc09-23-2011
Lawrence Alan HessMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$1809-08-2017
Edward Hunter McCay IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-08-2017
Carolyn Marie HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-25-2017
Jeannie M. AversaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC06-06-2016
Edgar RosasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-18-2015
Trevor Arnold MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-31-2014
John Peter VeasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-18-2013
Nigel Anthony FrancisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-03-2013
Reginald William Johnson IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC05-23-2011
Dana Ivon GreggMerrill Lynch, Pierce, Fenner & Smith IncorporatedAon Securities LLC07-26-2013
Do H KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvatar Securities, LLC05-23-2011
Next Page »

Showing 1 to 25 of 799 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.