Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Francis SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-02-2009
Thomas John McManusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$50001-02-2009
Edward Patrick Scull Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15001-07-2009
Michael Pair GeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-09-2009
Jay Day Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$25001-09-2009
Joseph Gregory BauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$25001-09-2009
Irwin Damascus Wolf IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$50001-09-2009
Brad Michael JacobsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50001-12-2009
Laini C OnyeanusiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMacquarie Capital (USA) Inc.02-04-2009
Elias Richard DauMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10002-17-2009
Raymond T LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10002-18-2009
Chunyen WangMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-05-2009
Stephen M Waite IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10003-13-2009
Frederick Thomas Sauvan IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC04-02-2009
Michael John DonohueMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-09-2009
Douglas Cameron MacaulayMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15004-09-2009
James John KielyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-09-2009
Jennifer Mcmanemin CostelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-09-2009
Vincent Michael CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-09-2009
Darrin Michael HoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVantage Point Advisors Inc.$50004-17-2009
Jonathan David MarkoeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10005-01-2009
Mark Anthony FinelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50005-01-2009
Thomas Brian Matarazzo Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-18-2009
Frank Malcolm Minor IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-22-2009
Francis Marshall TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-22-2009
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Showing 1 to 25 of 770 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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