Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Preetham K DhivakarababuMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-02-2014
Anna AbmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-10-2014
Steven R. HoversonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation12-16-2014
Ryan W. PuketzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedSEI Investments Distribution Co.12-16-2014
Christopher E. MacpheeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2014
Joseph A MarinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedGarden State Securities, Inc.12-18-2014
Scott Ronald Pinheiro IMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-09-2015
Haris HotMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$22301-30-2015
Jonathan Charles CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-09-2015
Edward Cornelius Keenan IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC02-23-2015
Joseph Almont Carlani IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedStone Toro Investment Advisers03-02-2015
Precious Jewel HarperMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation03-23-2015
Shawn J. GoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJPMorgan Chase & Co.$42504-14-2015
Shawn Jason GoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5004-14-2015
Victor David MontasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-20-2015
Richard Joseph Cline Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-04-2015
James George NaplacicMerrill Lynch, Pierce, Fenner & Smith IncorporatedBCG Securities, Inc.05-12-2015
Peter Nwabuokei MemeMerrill Lynch, Pierce, Fenner & Smith IncorporatedGarden State Securities, Inc.05-20-2015
Gustavo MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-22-2015
Marc C. DemelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-28-2015
Melanie Lewis McNeelMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation05-29-2015
Justin Andrew ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedHantz Financial Services, Inc.06-16-2015
Michael Solomon KatsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-19-2015
Michael Scott DunavantMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-10-2015
Susan Joan DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-21-2015
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Showing 251 to 275 of 410 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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