Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas SheroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-24-2016
Joel Stuart TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-22-2016
John Angelo AmiranteMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation01-09-2017
Ryan M. SheaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrudential Investment Management Services LLC02-03-2017
Michael Joseph FehrenbackMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$7602-24-2017
Christopher George FalconerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-24-2017
Michael Steven Brooks, Timothy M. JayneMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-01-2017
Wesley Ray Underwood Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$20003-07-2017
Michael John MarescaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-07-2017
Michael Frank Greenstone, Marjorie M. Santoliquido, John Battista Araneo, Anita Narendra SrivastavaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10003-17-2017
Connor FlynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2017
Michael Greenstone, John Araneo, Margie Manning, Anita SrivastavaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$34303-23-2017
Daniel Joseph LabukasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-28-2017
Michael C. VergariMerrill Lynch, Pierce, Fenner & Smith IncorporatedHornor, Townsend & Kent, LLC04-03-2017
Timothy KorwinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-21-2017
Afaf A ZaherMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-10-2017
James John DunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Distributors, Inc.05-16-2017
Thomas Reichert, Paul Lotito, Eric Aiello, Lindsay ReichertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$62806-09-2017
Thomas Reichert, Paul Gregory Lotito, Eric M Aiello, Lindsay Ann ReichertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$23706-09-2017
Aleksandar MatovskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-12-2017
Maria G ChristodoulouMerrill Lynch, Pierce, Fenner & Smith IncorporatedFisher Investments06-13-2017
Anthony CaldariseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-06-2017
Jessica Samantha SprovieroMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments07-17-2017
Keith Erik Simons, Todd Bradley Gordon, Ayushi ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-19-2017
Keith P. CalandraMerrill Lynch, Pierce, Fenner & Smith IncorporatedHennion & Walsh, Inc.07-19-2017
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Showing 326 to 350 of 410 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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