Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam GurienMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$28308-23-2011
Adam Jesse GurienMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15008-19-2011
Afaf A ZaherMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-10-2017
Aleksandar MatovskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-12-2017
Alexander Nicholas RecchiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.07-24-2013
Alexander S ShindnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Thomas Financial12-03-2012
Allan Richard SamilowMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Andrew Thomas ClyneMerrill Lynch, Pierce, Fenner & Smith IncorporatedSummit Equities, Inc.05-20-2016
Andrew Vincent ZeplinMerrill Lynch, Pierce, Fenner & Smith IncorporatedPershing LLC11-23-2015
Angelo Richard ZappalaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Anna AbmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-10-2014
Anthony CaldariseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-06-2017
Anthony Joseph MagnierMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-18-2011
Anthony PuglieseMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-21-2012
Arthur Cahill, Stefen BenincasaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$29003-28-2013
Arthur Joseph Cahill III, Stefen Joseph BenincasaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10003-28-2013
Bari Scott VenetskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Bernard Levi HirshMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-21-2010
Bernard MichaelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-10-2011
Billie Jo Davey-SalterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-25-2014
Brad Nettune, Trey WhippleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-04-2015
Bradley Eric DobinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Brennen Taylor GerhartMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation07-02-2013
Brett David PalumboMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-09-2010
Brian Colin McNallyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2501-13-2012
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Showing 1 to 25 of 410 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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