Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David SpitalnyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLavaFlow, Inc.08-01-2010
Aarushi SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2019
Adam Jesse GurienMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15008-19-2011
Aditya Varma KalidindiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-27-2015
Afaf A ZaherMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-10-2017
Ahmad AbdoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments01-03-2012
Ahunna Era OnyewuMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments07-13-2017
Alan Irwin CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-26-2017
Alan Michael HermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$20004-05-2012
Alan Scott ShapiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMadison Proprietary Trading Group, LLC08-02-2010
Albert BozzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-03-2015
Aleksandar MatovskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-12-2017
Alexander Nicholas RecchiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.07-24-2013
Alexander S ShindnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Thomas Financial12-03-2012
Alfred B Farrell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedvFinance Investments, Inc06-13-2012
Alfred J TolliMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-19-2010
Alvin Burl RodolfoMerrill Lynch, Pierce, Fenner & Smith IncorporatedHold Brothers Capital LLC10-27-2015
Alvin Davis WaltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2011
Analeigha Olivia OrtegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-01-2018
Andrea Lynn BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.11-02-2011
Andres Felipe AriasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-08-2013
Andrew Davis MindnichMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-12-2015
Andrew John Kowitski Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-13-2017
Andrew Kamau MokoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2013
Andrew Thomas ClyneMerrill Lynch, Pierce, Fenner & Smith IncorporatedSummit Equities, Inc.05-20-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.