Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elina ShalumovaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllied Millennial Partners, LLC03-26-2020
Joseph Carroll Anderson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC03-17-2020
Geoffrey Ross ClevelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2020
Maria Vasipyevna MckeonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-23-2019
James M CadetMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-27-2019
Jose Rafael PeraltaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-11-2019
Mikaela DalyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC11-08-2019
Jasmine MuhammadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-05-2019
Stephen Andrew BannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2019
Jesse T CelesteMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-16-2019
Jonathan Ryan MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-23-2019
Denis Joseph KennyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-11-2019
Najee I SandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.09-09-2019
Michael Julian HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-06-2019
James D CargillMerrill Lynch, Pierce, Fenner & Smith IncorporatedBankers Life Securities, Inc.08-20-2019
David Randolph ReeveMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2019
Melissa D FarfanMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.08-13-2019
Stephen Joseph PutorteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-12-2019
Matthew R. MillahnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-30-2019
Frank George HajzerMerrill Lynch, Pierce, Fenner & Smith IncorporatedTFG Wealth Management, LLC07-24-2019
Ina Anatoli PalmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
Robert Joseph KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-28-2019
Michael William ErskineMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-20-2019
George William McMullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Robert Anthony MarroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Next Page »

Showing 1 to 25 of 801 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.