Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Bradley GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$81007-19-2017
Michael Joseph FehrenbackMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$76002-24-2017
Palumbo, Short, D'Amato, Dixon GroupMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$75004-01-2012
David Samuel RamirezMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$73002-11-2011
Albert Fox, Edward Penberthy, Joseph DehnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$60003-20-2014
Bryan Scot NunbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$51001-28-2011
Thomas Joseph MccuskerMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC$50002-08-2019
Peter Alexander LazorMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$50001-26-2018
John Henry Kanouse Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$50001-11-2018
Deborrah Yoko LindsayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50010-10-2017
Margaret Imelda HollywoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50009-22-2017
Michael Edward BarnaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50009-15-2017
Mary Catherine GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50007-26-2017
Jane Mary VamosMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50004-13-2017
Christopher George FalconerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-24-2017
Roger Robert MussaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50009-23-2016
Todd Jacob DatesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50007-22-2016
Timothy Scott CappadonaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50005-13-2016
Thomas F CahillMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-03-2016
Timothy Robert McdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC$50003-03-2016
Peter William CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50011-20-2015
Lawrence Aloysius Whipple IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50009-04-2015
Shawn Jason GoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$50004-14-2015
Michael Thomas BradleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50003-03-2015
Ryan Francis HornerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBCG Securities, Inc.$50002-24-2015
Next Page »

Showing 1 to 25 of 770 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.