Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Anthony O'Donnell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-15-2009
Michael Alan HittnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments10-18-2010
Jordan David LitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-21-2012
Teh-Hua SunMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-13-2012
Mark C. FultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-24-2014
Victoria A KaufmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-19-2014
Joseph David NappiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$2511-25-2015
Thomas Michael Sullivan IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments01-25-2016
Afaf A ZaherMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-10-2017
Jessica Samantha SprovieroMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments07-17-2017
Mona A Abdel-MalekMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-26-2018
Louis P GoriniMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-01-2018
Frank Burgaretta Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-05-2018
Evelyn P BorgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-13-2018
Joshua Ryan MelchorMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15003-19-2018
Oscar David DuqueMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-19-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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