Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sara V McCueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1008-04-2009
Timothy Frank McElroyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-14-2009
Douglas Matthew HeckMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-02-2009
Kenneth Brian HeckMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5010-02-2009
Jami Ann LundeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-02-2009
Justin Marc AlbrechtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$103-01-2010
Derek David RosenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5003-08-2010
Andrew Rumbaugh WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-18-2010
Paul Anthony ForresterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-18-2010
John Mark GarnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-15-2010
Brian Paul CasselsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2501-24-2011
James Olizarowicz Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC$2502-16-2011
Elizabeth Marie MorenoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.08-01-2011
Andrew S. AppleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC08-22-2011
Betsy Lou WhippleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-26-2011
Alan Steven MannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-03-2012
Todd Donaldson QuinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthern Trust Securities, Inc.$2505-22-2012
Mark Gregory RagosMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-24-2012
Justin Louis KohnkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-11-2012
Aaron Alphonse DelsignoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-05-2012
Daniel BeheshtiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBright Trading, LLC10-05-2012
Anthony Jay GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5008-02-2013
Thomas Alan StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedThomas A. Stewart, CFP, Financial Planning and Investments08-15-2013
James Raymond PetersMerrill Lynch, Pierce, Fenner & Smith IncorporatedWhiterock Financial, LLC02-26-2014
Julie Maureen GaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC04-16-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.