Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Alphonse DelsignoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50010-05-2012
Adam Marshall JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-20-2015
Alan Steven MannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-03-2012
Andrew Rumbaugh WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-18-2010
Andrew S. AppleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC08-22-2011
Angelica Faye CronkMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.11-29-2017
Anthony Jay GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50008-02-2013
Benjamin Joel HermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-09-2017
Betsy Lou WhippleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50009-26-2011
Brandon S. LangowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-29-2017
Brian Paul CasselsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25001-24-2011
Brian Vincent TestaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-09-2015
Cason Swinn, Daniel Toll, Tahirih TollMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Wealth Management$35008-31-2017
Charles Eric GrethMerrill Lynch, Pierce, Fenner & Smith IncorporatedLegend Equities Corporation01-21-2015
Charles Robert Doucette Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.11-28-2016
Cheryl Lynn BelzerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-26-2018
Daniel BeheshtiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBright Trading, LLC08-24-2012
David WinchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$11907-09-2010
Debra Kay Mele-BlanchardMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-23-2018
Derek David RosenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50003-08-2010
Doanh Cameron NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-11-2014
Douglas Matthew HeckMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-02-2009
Elizabeth Marie MorenoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.08-01-2011
Erik Scott KirschnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10011-01-2017
Gary Charles CranfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$23011-30-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.