Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark A SluiterMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.04-22-2013
Andrew George GergatsoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.$10006-17-2019
Robert Wade LaPietraMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.11-09-2017
Anthony Joseph ScalamandreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.08-29-2017
Dennis WALTER SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.$5001-10-2011
Bansi KachaliaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Portfolios Financial Services, Inc.02-19-2019
Kim Marie PinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Portfolios Financial Services, Inc.10-18-2016
Evan EiningerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-15-2019
Marshall Ira DumontMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2512-10-2018
Jeremy Adam JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC03-21-2014
Zachary Philip HaggasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeritas Investment Company, LLC01-23-2012
Daniel R RussoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAurus Advisors, Inc.$1208-24-2009
Andrew TsiolasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvantax Investment Services, Inc.12-01-2017
Zachary Henry ZelmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvatar Securities, LLC11-23-2016
Peter Gonzalez JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvatar Securities, LLC03-23-2012
Stefanie Jill PetersMerrill Lynch, Pierce, Fenner & Smith IncorporatedAxiom Capital Management, Inc.05-15-2018
Jason Hutton Steven GottliebMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.$52007-23-2015
James Clarke Philip WeyheMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.$28505-22-2014
Elizabeth A SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-11-2015
Max Tobin MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-04-2015
Jonathan L MannMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.08-06-2015
John THOMAS BatesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Scott Pieter CaputoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Aaron J BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Richard Jason HuttonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-23-2015
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Showing 1 to 25 of 569 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.