Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luis Antonio EhlersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.01-02-2009
S Zalmen Zalmen LazaroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-02-2009
Joshua Paul Jaroslow DuksinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-16-2009
Wayne Fay LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-23-2009
Daniel Michael Nolan Sr., Mandy Judith Rofe, Christopher Peter LabarberaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-24-2009
Courtney John Kwas, John Matthew LiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Nicholas A SimonettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-27-2009
Brian GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-01-2009
Robert Steven PawlowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
Kevin Wayne FederMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-08-2009
Stephen Frederick Sheffield Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.05-16-2009
David R LowenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
Michael Robert SteifMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
Robert Bresnahan, Nils Robert BoschMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-22-2009
Daniel John GoldsmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2505-27-2009
Daniel Thomas RussoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAurus Advisors, Inc.08-24-2009
Donald DepiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-04-2009
Thad J. PikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC09-08-2009
Patrick Joseph O'Leary Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-11-2009
Sheri Helene KominskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-16-2009
Christopher Robie ReillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20010-09-2009
Peter J. SimmondsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Daryl Scott PlanterMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Lambros ViolarisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$1010-23-2009
Clifford Harding Benfield Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
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Showing 1 to 25 of 614 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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