Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jayne FinstMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC05-24-2013
Lifan ShenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-30-2013
Edward Robert Pachter, Roy A. SchoenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-05-2013
Jennifer Ann ScognamiglioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2507-01-2013
Mary E. Tompkins, Addison M. Sherman, Angelo MamoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$32407-03-2013
Mary Ellen Tompkins, Addison Michael Sherman, Angelo MamoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15007-03-2013
Michael Thomas KarwoskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation07-08-2013
Michael Peter CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedFred Alger & Company, Incorporated08-05-2013
Victor H QuintanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-15-2013
Diego Alonso ObandoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-16-2013
Lee Richard NesserMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-03-2013
Matthew D ShetlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC09-04-2013
Christopher David SadakaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-09-2013
John LahoudMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-09-2013
Robert B. FurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-09-2013
Michael Benjamin ProvenzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-30-2013
Alan Michael BlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-21-2013
John Joseph PintoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-21-2013
John Louis GuarnieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2510-21-2013
David William ProckterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-21-2013
Brian Akira Mizoguchi Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.11-18-2013
Joseph M BoscoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation12-06-2013
Kevin Kenneth ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMidAmerica Financial Services, Inc.01-03-2014
Adam Oliver IhaszMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$10001-07-2014
Michael J AnnicelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2014
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Showing 226 to 250 of 615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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