Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew A RoacheMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-22-2014
Joshua Noah EllnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-23-2014
Jonathan A. OakesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLeconte Wealth Management, LLC06-11-2014
James M SanacoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedFour Points Capital Partners LLC06-12-2014
Andrew David JaworskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-13-2014
Jared FinkelsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-16-2014
Angela D. RutledgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-23-2014
Steven Joseph RoccuzzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedGFI Securities LLC07-08-2014
Robert LabriolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$20007-11-2014
Robert J. LabriolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-11-2014
Michael Anthony GattiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-28-2014
John Derby DoscherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-26-2014
Jeffrey SussmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-02-2014
Jason Anthony RuivoMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-08-2014
Mark Stuart BaumrindMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-15-2014
Christopher Jay WelfleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC10-03-2014
Bruce David LoeffertMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation10-14-2014
Joseph David IlgMerrill Lynch, Pierce, Fenner & Smith IncorporatedSpartan Capital Securities, LLC10-16-2014
Norman HoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-14-2014
Amar Bhovinda RamroopMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments11-18-2014
Joseph Thomas KrasniewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.$10011-20-2014
Christopher Anthony ViggianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedChimera Securities, LLC11-20-2014
Kim Faye KorenvaesMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.11-25-2014
David LomanMerrill Lynch, Pierce, Fenner & Smith IncorporatedLaidlaw & Company (UK) Ltd.11-25-2014
Edward Thomas HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthern Trust Securities, Inc.11-26-2014
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Showing 276 to 300 of 615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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