Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Salvatore M PalmeriMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-13-2015
John MirsepahiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-14-2015
John E Mirsepahi, Matthew Michael CaliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10005-14-2015
Richard Harold Porco, Thomas John Gipson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-15-2015
Brad Philip Green, Scott G MillmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10005-27-2015
Kean L. AmaralMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-01-2015
Allann Cassio MarraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5006-26-2015
Joseph Michael Tiderencel, Matthew Thomas WasserMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-02-2015
John Albert Mannix, Mark F LagrattaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-13-2015
Jeffrey Marc MuchnickMerrill Lynch, Pierce, Fenner & Smith IncorporatedCalamos Financial Services LLC07-13-2015
Robert David Bestwick, Andrew Vincent CardoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-15-2015
David MunozMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.07-16-2015
David Anthony MunozMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-16-2015
Jason Hutton, Steven GottliebMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays$52007-23-2015
Richard Jason Hutton, Steven Lloyd GottliebMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-23-2015
John Thomas Bates, Scott Pieter CaputoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Aaron J. BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Richard Roderick O'ConnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-05-2015
Jonathan Lloyd MannMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.08-06-2015
Rajan AroraMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.08-06-2015
Adam Todd GoldbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC08-13-2015
Nicholas FrangasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-20-2015
Manuel AlbuquerqueMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2015
Chor-Shing ChanMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.08-21-2015
Max Tobin MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-04-2015
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Showing 326 to 350 of 615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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