Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Clark Van SteenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-13-2010
Heather DjanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-01-2010
Craig Allen Hoelzer, James Cameron SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-13-2010
Michael Selig HokinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Securities LLC09-13-2010
David M BarnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-17-2010
Daniel M BaylyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPiper Jaffray & Co.09-20-2010
Michael Harris MoskowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-24-2010
Justin William BlissMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-01-2010
Michael Scott AppelbaumMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-01-2010
Kathleen Ann Strong CattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Distributors, Inc.10-08-2010
Melanie Lauren PowellMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.10-11-2010
Maria Ann GasparroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-15-2010
Timothy Patrick NeilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-18-2010
Salvatore Donald GandolfoMerrill Lynch, Pierce, Fenner & Smith IncorporatedFederated Securities Corp.10-18-2010
Robert George SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFreimark Blair & Company, Inc.10-22-2010
Jessica Eleonora BentleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Securities LLC11-01-2010
Michael AppelbaumMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$45011-19-2010
Brian Gregory FoleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Investment11-22-2010
Pamela WildeMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-02-2010
James Patrick HartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15012-03-2010
Curtis Charles MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-03-2010
Vincent Brian ValerioMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-04-2011
Dennis Walter SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.01-10-2011
Menashe D ZupnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.02-03-2011
Glen Scott ZaintzMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5002-04-2011
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Showing 101 to 125 of 615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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