Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey J. SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.02-07-2011
Suzanne Eckert GrandeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-10-2011
Ronald D ViavadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-02-2011
Amy Jessica SpurrMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Securities LLC03-14-2011
Richard Jeffrey JeromeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$20004-14-2011
Hans Andrew StelzerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquity Services, Inc.04-25-2011
Craig Scott WeinsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15004-29-2011
Matthew Michael MattesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.05-05-2011
Mark AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-23-2011
Mariana MeyersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-23-2011
Michael P WheelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2011
Matthew Patrick MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Securities LLC06-01-2011
Peter SanoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-09-2011
Anthony Dominick PaoloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-15-2011
Anthony B. ShropshireMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1006-16-2011
Gary Boyce VannostrandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-17-2011
Allen Phelps LovejoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-30-2011
Jeffrey Frederick SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1007-22-2011
Brian BurkhardtMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.07-22-2011
Michael LuparellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-25-2011
Eric A. FreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-22-2011
Roberta Michelle WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-14-2011
Pat C MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-15-2011
Scott D. FredereksenMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.09-19-2011
Eli MoallemMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.$2509-22-2011
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Showing 126 to 150 of 615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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