Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Michael BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedColumbia Management Investment Distributors, Inc.09-21-2012
Jarrett Keith FeltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-24-2012
Brian John RaimondiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-24-2012
Peter Salvatore ParisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1010-19-2012
John FioritaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-09-2012
Michael Richard RosenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-09-2012
Vincent John RothMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-09-2012
Sasson AfshariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-23-2012
Christopher J ReinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-26-2012
Jason Edward LoganMerrill Lynch, Pierce, Fenner & Smith IncorporatedEmpire Asset Management Company11-26-2012
Michele MeilamedMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-07-2012
Robert Louis Peters Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15001-02-2013
Ronald Joseph Marciano Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-16-2013
Gregory Joseph LutfyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBiondo Asset Management LLC01-18-2013
Lloyd D WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC$1001-22-2013
Barry Charles GoldblattMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-22-2013
Kimberly Jane PattersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-01-2013
Mickey LittmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15102-12-2013
Mark Weatherlow WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.02-22-2013
Martin Eric SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-28-2013
Michael Henry MeyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedPiper Jaffray & Co.03-25-2013
Matthew RodgersMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-19-2013
Mark A SluiterMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.04-22-2013
Ramona Jean FarringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-17-2013
Vishal Bakshi, Jayne Finst, David A. GreeneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Wealth Services$1,00005-24-2013
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Showing 201 to 225 of 615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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