Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mario FrattoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup$15312-04-2014
Victor GohMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-16-2014
Paul MarkisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-17-2014
Jasper Marion Hendrick Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.12-18-2014
John Gerald DuaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-05-2015
Jonathan L. BonnetMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-07-2015
Euching LinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-20-2015
Peter Ian SheftMerrill Lynch, Pierce, Fenner & Smith IncorporatedCV Brokerage, Inc01-20-2015
Zuo Jia BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.01-21-2015
Nikolai TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5001-29-2015
Unaizah MoonisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-02-2015
Ronald Slevin, George Gladman, Jared Stone, Jeffrey TuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Wealth Management$30003-06-2015
Michael J. BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-06-2015
Ronald Arthur SlevinMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10003-06-2015
Jaime W WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$5003-06-2015
Brennen Michael PrzybyszMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.03-06-2015
Jeremy Todd YolkenMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.03-09-2015
Gregg FraistatMerrill Lynch, Pierce, Fenner & Smith IncorporatedLaidlaw & Company (UK) Ltd.04-01-2015
Bradford Russell BonnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.04-02-2015
Katherine Fuller MendezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMiller Tabak + Co., LLC04-08-2015
Meaghan SheehanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-13-2015
Emily Louise MarlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-24-2015
Robert David WeirMerrill Lynch, Pierce, Fenner & Smith IncorporatedSA Stone Wealth Management Inc.04-28-2015
David Joseph KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-04-2015
Adam TettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-08-2015
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Showing 301 to 325 of 615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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