Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Adam Edward CheraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-29-2020
Adam G LipskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2512-12-2011
Adam Jack WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-01-2020
Adam Jason SchurMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-13-2017
Adam R Minor-SwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.02-24-2017
Adam SchurMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$85001-13-2017
Adam Thomas GouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-17-2019
Addison Michael ShermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-03-2013
Akiko KamataMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-11-2014
Akira KidoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$16009-16-2016
Alan F SheldonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.$5011-21-2011
Albert BinmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-31-2019
Aldo JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
Aleksei MoshiashviliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-08-2018
Alex Gregory GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-05-2020
Alex VerneretMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-24-2020
Alexander A OlinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.H. Darbie & Co., Inc.12-14-2017
Alexander Javier Clark-RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-17-2020
Alexander StempkoskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments06-28-2017
Alexander Theophilos FokidesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-17-2017
Alexander Thomas MaranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-24-2020
Alicia L RubertiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-01-2010
Alicia M Hinojosa GutierrezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-16-2015
Allan F FioreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMercer Allied Company, L.P.05-22-2017
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Showing 1 to 25 of 569 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.