Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William A. Van Ormer IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2010
Matthew P KaryckiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-31-2011
Ronald D ViavadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-02-2011
Steven T BarberMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-02-2011
Richard Jeffrey JeromeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$20004-14-2011
James Matthew StapletonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-18-2011
Michael Lawrence TestaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-06-2011
Ayman EzzatMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-03-2011
Danny C LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-01-2011
Daniel ChisenaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-30-2012
Henry MarinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-24-2012
Benjamin Russell LeitmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-12-2012
Mihai StefanitaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-28-2012
Diego Alonso ObandoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-16-2013
Vassil N. NikolovMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-01-2014
Alex KopenkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-19-2014
Jaime W WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$5003-06-2015
Meaghan SheehanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-13-2015
Adam TettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-08-2015
David L. KennyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-15-2016
Patrick James TonnoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-21-2016
David Thomas WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-25-2016
Evan Joshua LevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-07-2016
Jesse GuzmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-14-2016
Robert Anderson NeuendorfMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-07-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.