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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Arthur JacobsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-18-2011
Jonathan B KinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-12-2011
Righetti JosephMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-26-2012
John Paul MollicaMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$2510-11-2012
Francine YutsisMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-28-2013
Kahlil AdamesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-28-2014
Jason Anthony RuivoMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-08-2014
Jenna Ann BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-08-2014
Molly Anne HelgrenMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-09-2015
Joseph Michael TiderencelMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-02-2015
Matthew Thomas WasserMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-02-2015
Taeeon KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-16-2016
Robert Bruce PollsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-14-2016
Giancarlo E SimonettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-05-2017
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
Frank Kirk DyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$18512-06-2018
Mehul Mahesh ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-15-2019
Kyle A LeikamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.