Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Stephen SaxMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-09-2009
Eric Scott BodnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-09-2009
Jennie F. SowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Andrew Neil RinaldiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Idil OzdemirMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Wayne Fay LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-23-2009
Michael Robert SteifMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
David R LowenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
Daniel John GoldsmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2505-27-2009
Daniel EvansMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1008-03-2009
Paul Joseph ScileppiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-13-2009
Jose Luis DelmedicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2009
Joseph Jacob MukamalMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1009-04-2009
Donald DepiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-04-2009
Christopher Robie ReillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20010-09-2009
John James SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-30-2009
Muhammad Ali ChaudryMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-04-2010
Rubin MagitMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-22-2010
James Gerard DwyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-23-2010
Thomas Frank LowellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-13-2010
David Alan KaplanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-13-2010
Anthony Lawrence CivitilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-13-2010
Heather DjanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$109-01-2010
Michael Scott AppelbaumMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-01-2010
Justin William BlissMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-01-2010
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.