Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Eugene KesslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.01-31-2012
David LoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$8803-09-2012
Jeffrey Joon Yee TongMerrill Lynch, Pierce, Fenner & Smith IncorporatedAuriga USA, LLC12-23-2011
Andrew D. JarcMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-14-2014
Quinn Sidney JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBalasa Dinverno Foltz LLC06-16-2016
Benjamin Gerardo PadillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.10-26-2011
Scott Edward OmalleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBNY Mellon Securities Corporation$50007-19-2010
Frank Anthony Nunziata IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.06-09-2016
Kristine Michele ShieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC03-05-2014
Joel Michael GruberMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-26-2011
Adam HardyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-10-2017
Nicholas George BroskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2011
Gregory Jay RustemeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50006-05-2009
Jeffrey Philip ElmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15005-29-2009
Mary Ng KoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50005-08-2009
David Arthur RidgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50001-30-2009
Andrew T. SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedClearArc Capital, Inc.$10005-23-2011
Craig M. BurgessMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10009-18-2019
Zachary Tyson SteinmetzMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-22-2019
Jeffrey Curtis LewisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25005-03-2019
Delford Paul McCallister IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-09-2018
James Andrew PipinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-24-2017
Kenneth Ray MiddaughMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-03-2012
Michael Casey DonahueMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$50012-14-2011
Madeline Jo ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10008-08-2011
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Showing 1 to 25 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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