Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Sohngen CottrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1001-30-2009
David Arthur RidgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-30-2009
Brandon Thomas SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-04-2009
Patrick John MollenkampMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
Kevin Alan RubinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-22-2009
Jeffrey Philip ElmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15005-29-2009
Gregory Jay RustemeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Danny Zuhair KamalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-02-2009
Richard Howard BeckertMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2508-28-2009
David Alan CourtadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-04-2009
Natalie Ann MowryMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.09-08-2009
Tim Jon PappMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-16-2009
Ignatius Donald PermadiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-04-2009
Daniel Krenn HassMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1001-07-2010
Joseph Edward SpicerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-07-2010
Shane Cameron EwbankMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2501-08-2010
Lesia Lynn Marino-BrolinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-09-2010
Casey Nicholas MarshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-23-2010
Robert David O'BrienMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5009-03-2010
Anthoula Antonia PoleondakisMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Independent Financial Services, Inc.09-10-2010
Kevin Arthur WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15009-14-2010
Debra Davis StatonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-24-2010
Robert David Hays, Todd R AltenbachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-29-2010
John William BeatoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEvolve Securities, Inc.12-06-2010
Ryan R. KetvertisMerrill Lynch, Pierce, Fenner & Smith IncorporatedRobert W. Baird & Co. Incorporated01-14-2011
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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