Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Sohngen CottrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC01-30-2009
David Arthur RidgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$101-30-2009
Jay Brady ThaxtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-21-2009
Brandon Thomas SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-04-2009
Mary Ng KoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
John Felix CioccaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$2505-15-2009
Kevin Alan RubinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-22-2009
Patrick John MollenkampMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
Jeffrey Philip ElmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15005-29-2009
Gregory Jay RustemeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Richard T CochranMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-17-2009
Joseph CochranMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1006-17-2009
Danny Zuhair KamalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-02-2009
Maher Joseph MajdalaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-15-2009
Stephen Cole SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2009
Carolyn Cook BrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1008-17-2009
Richard Howard BeckertMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2508-28-2009
William Walter Le BoeufMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-02-2009
David Alan CourtadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-04-2009
Natalie Ann MowryMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.09-08-2009
Tim Jon PappMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-16-2009
Jill Elaine BracciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-20-2009
James Desportes BishopMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$111-20-2009
James Lester Ross IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-20-2009
Ignatius Donald PermadiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10012-04-2009
Next Page »

Showing 1 to 25 of 214 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.