Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexandra Justine LivadasMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.12-08-2015
Andrew D. JarcMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-14-2014
Andrew T. SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedClearArc Capital, Inc.05-23-2011
Anthony David AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedL.M. Kohn & Company02-21-2012
Anthoula Antonia PoleondakisMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Independent Financial Services, Inc.09-10-2010
Benjamin R. StacyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$10001-17-2014
Betheney Marie McIntoshMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated05-22-2015
Brandon Thomas SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-04-2009
Brent Michael WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-13-2011
Casey Nicholas MarshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-23-2010
Cassandra Jo WaitkunasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-29-2014
Cheri Lynn FitzgeraldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2017
Christine Ann GerstMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company11-02-2018
Cindy Diane RowlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-23-2012
Conor Joseph FlanaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-27-2015
Daniel Krenn HassMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1001-07-2010
Danny Zuhair KamalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-02-2009
David Alan CourtadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-04-2009
David Arthur RidgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-30-2009
David Frederick PatmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.06-01-2017
Deborah Sue SolomonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-30-2017
Debra Davis StatonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-24-2010
Delford Paul McCallister IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-09-2018
Donna J BernsdorfMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1008-22-2011
Douglas A. RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2508-29-2014
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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