Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Christian SchreiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America, Inc.06-12-2019
Alex Ryan MaicksMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2020
Alexander James RuizMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-29-2020
Alexander Steven BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-17-2020
Alexandra Justine LivadasMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.12-08-2015
Andrew T SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCleararc Capital, Inc.05-23-2011
Anthony David AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedL.M. Kohn & Company$5002-21-2012
Anthoula A PoleondakisMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Independent Financial Services, Inc.09-10-2010
ANTONELLA BarreroMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors08-14-2018
Beau C MoyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-16-2014
Benjamin R StacyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$50001-17-2014
Betheney Marie McintoshMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated05-22-2015
Bianca MarcellinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedW&S Brokerage Services, Inc.07-19-2018
Brandon Thomas SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-04-2009
Brent WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1912-13-2011
Brian C RigbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Capital Advisors LLC10-14-2019
Brigida Nicole LoucksMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-06-2020
Casey MarshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15004-23-2010
Cassandra WaitkunasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-29-2014
Cheri Lynn FitzgeraldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2017
Christian R MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC05-11-2020
Christine Ann GerstMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company11-02-2018
Cindy Diane RowlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-23-2012
Colleen Ann KupperMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.09-17-2020
Conor Joseph FlanaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-27-2015
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.