Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Bader RosenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMcDonald Partners LLC09-30-2020
Colleen Ann KupperMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.09-17-2020
Kathryn Elsea HoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-09-2020
Pablo TeranMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-17-2020
Patrick Spenser MillardMerrill Lynch, Pierce, Fenner & Smith IncorporatedW&S Brokerage Services, Inc.08-07-2020
Alex Ryan MaicksMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2020
Brigida Nicole LoucksMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-06-2020
David Michael SpaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-06-2020
David Christopher BurkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-26-2020
Garica Brown Brown CremeansMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-22-2020
Patrick K McNamaraMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors05-12-2020
Christian R MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC05-11-2020
Justine Samantha GreenwaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedStratos Wealth Partners, Ltd04-27-2020
LaVelle SpiveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-07-2020
Steven W MerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2020
Joshua Scott DannemillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company02-20-2020
Alexander James RuizMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-29-2020
Alexander Steven BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-17-2020
Brian C RigbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Capital Advisors LLC10-14-2019
Erin Mackenzie RagsdaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors10-14-2019
Craig Michael BurgessMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-18-2019
Omid SattarianMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-10-2019
Scott Allen BauchmoyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-27-2019
Zachary Tyson SteinmetzMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-22-2019
Marc GallensteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors07-15-2019
Next Page »

Showing 1 to 25 of 120 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.