Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa D DawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBOK Financial Securities, Inc.03-09-2020
Jeffrey Kyle KitchensMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-01-2019
Brian Alan WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-15-2019
Carolyn Olene HaanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10001-03-2019
Violet Storey HeinMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.03-12-2018
Jeffrey B EdwardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.10-12-2017
Vicki Lyn ArnoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-13-2017
Ryan Christopher O'MalleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-05-2017
Justin Thomas WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-20-2017
Cassie Anna HolmesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-05-2017
Ciera LillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-15-2016
Tyler FieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvantax Investment Services, Inc.07-29-2016
Derek Craig EbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC07-27-2016
Habib H YousefzadehMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5007-22-2016
Monica YousefzadehMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-22-2016
Micah PraytorMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-17-2016
James Patrick Omalley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-02-2016
Christopher Allen ArmstrongMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-29-2016
Linda Ann Hink KisslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-04-2016
Charles Bradford KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-09-2015
Dennis Keeley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-01-2015
Kyle M. BrownleeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-04-2015
Michael Joseph ReynoldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFranklin/Templeton Distributors, Inc.01-28-2015
Adam N. BerlienMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-15-2014
Ossie PattonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-20-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.