Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David MazerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2009
Ellis LukenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Christine L DiemidioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Bruce Jonathan DiamondMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2504-24-2009
Louis P SpinelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Thomas Martel HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-01-2009
William Anderson LuttnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-15-2009
Andrew John MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
David Michael StabileMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$10006-19-2009
James John Heckert Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
Glenn Eric FelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-19-2009
Madison Yerkes SaurmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-26-2009
Thomas Owen Maher Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-26-2009
Gabrielle Overholt DeenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-26-2009
Fred SciasciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-26-2009
Gail S. CostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-26-2009
Ryan Matthew PurvisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-28-2009
David Jon GalardiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2009
Howard Ira KatzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-14-2009
Kenneth Donald CunninghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-14-2009
Aaron R McCormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities08-17-2009
Jeremy M. TshudyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-24-2009
Jordan UbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-25-2009
J. Gregory Gregory BanksMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-25-2009
Michael Todd GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-25-2009
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Showing 1 to 25 of 276 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.