Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David MazerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2009
Aaron R McCormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities08-17-2009
Adam James FioreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2012
Alan H KrasnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1011-12-2010
Alan Thomas YuhasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-14-2013
Alicja Anna PlonskaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-15-2009
Alison C DigiulioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-19-2015
Amanda BagnoliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Distributors, LLC11-16-2010
Ami Vastupal ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrudential Investment Management Services LLC03-28-2019
Andrea Belen-SandhorstMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-29-2019
Andrew John MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Anna Marie MannaaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-20-2016
Archibald Leonard IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-27-2015
Ashley M BodensteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-02-2017
Benjamin G. FenchakMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.08-22-2011
Bernard Joseph OrbachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15007-19-2011
Blair Aden ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-27-2016
Bradley Gray HoldenMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.03-13-2014
Branden Russell SacksMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-02-2011
Brandon Dean LucienMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.07-09-2012
Brian Alden FieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5009-03-2019
Brian Glenn ZuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC01-26-2018
Brian James BostancicMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-12-2012
Brian James CahillMerrill Lynch, Pierce, Fenner & Smith IncorporatedEssex National Securities, LLC12-15-2015
Brittany Lee StivaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.09-22-2017
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Showing 1 to 25 of 278 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.