Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glenn Eric FelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-19-2009
David J FelkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50006-19-2009
James John Heckert Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
Fred SciasciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-26-2009
Madison Yerkes SaurmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50006-26-2009
Gabrielle Overholt DeenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50006-26-2009
Thomas Owen Maher Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-26-2009
David Jon GalardiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2009
Howard Ira KatzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-14-2009
Kenneth Donald CunninghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50008-14-2009
Richard Gerald Paolino IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-28-2009
Dana Curtis CraigMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50010-02-2009
Michael Joseph GoodworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50010-02-2009
Meghan Mckelvey ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10012-08-2009
Renu K RajankuttyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2010
James M Della GuardiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50004-29-2010
Jermaine Darnell EdwardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25010-04-2010
Joseph Paul LoretoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-12-2010
Alan H KrasnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-12-2010
Michael Hanlon LancasterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50011-18-2010
Nancy Alison Rainer-WallaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15001-28-2011
Wayne Charles AcheyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15004-29-2011
Maria HudacekMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10005-23-2011
Michael W PontrelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-07-2011
Divyang S. TelwalaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50006-16-2011
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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