Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Grahm ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-26-2018
Donald Pearson Anderson IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Investments Institutional Services Company, Inc.04-23-2018
Bryan Patrick SimoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-06-2018
Ross Daniel YagerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-20-2018
Stephanie Rae BurdettMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC02-06-2018
Christopher Townsend ShrumMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-30-2017
Lewis Gavin MaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCommonwealth Financial Network11-27-2017
Elizabeth Marie CagnonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-08-2017
Theresa Marie DalyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-03-2017
Jason FaroukMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC01-13-2017
Jonathan Christopher GlennonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-13-2016
Terri A. MonjarMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-26-2016
David Brian Legacy Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEmerson Equity LLC08-22-2016
Michael Francis OconnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$2505-12-2016
Steven MyrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedDawson James Securities, Inc.01-29-2016
Todd Robert RamseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-22-2016
Irene BockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-18-2015
Nancy MichelettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedValMark Securities, Inc.12-04-2015
Alexander Mark MediciMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Investments Institutional Services Company, Inc.10-20-2015
Stuart Ian MearsMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.05-27-2015
William Patrick MckiernanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-18-2015
Peter Nicholas CuddyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-01-2015
Yong CaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.05-01-2015
Eric John RatzelMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-30-2015
Leland Erik ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.04-30-2015
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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