Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Rebecca FinlanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-08-2019
Peter BarzirganMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$16808-30-2019
Peter BazirganMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$16808-30-2019
Jason Anthony SilvaMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC$15009-27-2019
Jason FaroukMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-01-2019
Janet Eleanor MullaneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-16-2019
Nelson Rafael DiasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-19-2018
Matthew David PhippsMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.08-10-2018
Jonathan G. ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-26-2018
Nicholas Russell OrlandoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-08-2018
Emmanuel Kwaku AmeyawMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-01-2018
Donald Pearson Anderson IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Investments Institutional Services Company, Inc.04-23-2018
Bryan Patrick SimoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-06-2018
Ross Daniel YagerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-20-2018
Stephanie BurdettMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC02-06-2018
Christopher Townsend ShrumMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-30-2017
Lewis Gavin MaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCommonwealth Financial Network11-27-2017
Elizabeth M LabossiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-08-2017
Brendan Flaherty, Sandra CummingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott$11609-06-2017
Jermaine A. HurleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-13-2017
Michael O'FlahertyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott$14404-07-2017
Theresa Marie DalyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-03-2017
Jason FaroukMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC01-13-2017
Jonathan Christopher GlennonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-13-2016
Terri A. MonjarMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-26-2016
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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