Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward George Turnbull Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10003-27-2009
Bernard A ManchesterMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Joseph Bristol KettelleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-31-2009
Charles Henry WhartonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-14-2009
John Francis MorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-02-2009
Phillip D. HardinMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities11-30-2009
Steven John FosterMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-30-2009
Frank Thomas MarzellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities Service Network, LLC$1012-14-2009
Alan J. Hadad Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-19-2010
Erik Christ LarsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC05-19-2010
Patrick Andre SierMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-14-2010
William Champlain Lippincott IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquity Services, Inc.11-22-2010
Matthew Edward ClearyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-23-2010
Mohammed Ahmad AaterMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.02-07-2011
Joan Scheherezade KhattabMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10003-03-2011
Mark KenneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-21-2011
Carl Everest PeruzzottiMerrill Lynch, Pierce, Fenner & Smith IncorporatedDime Investment Services04-28-2011
Peter CuddyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.05-23-2011
Reid Hartley HansenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.08-19-2011
Kathryn M. WellesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-29-2011
Jeffrey Becker SongcoMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-05-2011
Jason A. RuelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-19-2012
Henry Earl Evans IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-11-2012
Kevin M PattonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMMC Securities LLC06-25-2012
Scott A KadishMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-30-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.