Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth William PaulsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-17-2020
Duncan G HarpMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-24-2020
Nicholas FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-14-2020
Karen Rebecca FinlanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-08-2019
Jason FaroukMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-01-2019
Janet Eleanor MullaneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-16-2019
Jared Niles BlakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
Nelson Rafael DiasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-19-2018
Matthew D. PhippsMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.08-10-2018
Jonathan G. ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-26-2018
Nicholas Russell OrlandoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-08-2018
Emmanuel K. AmeyawMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-01-2018
Donald Pearson Anderson IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Distributors Company LLC04-23-2018
Bryan Patrick SimoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-06-2018
Ross Daniel YagerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-20-2018
Ashley Elizabeth BoveMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2018
Stephanie Rae BurdettMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC02-06-2018
Christopher Townsend ShrumMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-30-2017
Luat Gia MaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCommonwealth Financial Network11-27-2017
Elizabeth M LabossiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-08-2017
Paul Emile DorseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2017
Jermaine A. HurleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-13-2017
Theresa M. DalyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed04-03-2017
Jason FaroukMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC01-13-2017
Jonathan Christopher GlennonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-13-2016
Next Page »

Showing 1 to 25 of 96 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.