Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry FLINT SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2009
Richard William WoollacottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5004-17-2009
John MARK BrightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15004-17-2009
David George RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-22-2009
Joshua C StrimpleMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-06-2009
Annette Cecile ProulxMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2508-21-2009
Jonathan Eugene HungerfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$3908-21-2009
Daniel G PeguesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Brokerage Services, Inc.$15004-19-2010
Janet S WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-21-2011
John Cornelius Troutman JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$3007-29-2011
Michael Paul SirgoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-14-2012
Brighan Elizabeth CorneliusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2509-21-2012
Stephen N SorensenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-02-2012
Mark J SimmsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5001-28-2013
Michael Edward Felton IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Citizens Asset Management, Inc01-27-2014
Felicia A JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-23-2014
Jamin Micah KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2512-05-2014
Daniel Patrick CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-20-2015
Sarah Ann GaineyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-10-2015
Mary Locke MacateeMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-04-2015
Ryan W AtkinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital Guardian, LLC06-19-2015
Daniel Arthur WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-07-2015
Katelyn Colleen KeeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.11-23-2015
Daniel Seth SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.11-30-2015
Vincent EDWIN SchianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-03-2016
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.