Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Melvin Wright IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Annette Cecile ProulxMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2009
Anthony J. SeifertMerrill Lynch, Pierce, Fenner & Smith Incorporated360 Financial Partners, LLC08-24-2016
Arthur Francis Devereux IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Bertin Marc Stuckart Jr., David George RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-22-2009
Bradford James RawlingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Brandon Kyle BentonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-09-2018
Brian Michael PalisinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Brighan Elizabeth CorneliusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-21-2012
Brooks Burgess JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedScott & Stringfellow, LLC02-02-2010
Charles Clark VereenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Christopher James BoligMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Cynthia Marcengill LegetteMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Daniel G PeguesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.04-19-2010
Daniel Patrick CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-20-2015
Daniel Seth SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.$10011-30-2015
Donald I RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.07-27-2016
Duane Bruce HaimbachMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Felicia Annette JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-23-2014
Gordon Hamilton Fair Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$5007-01-2019
Gregory Panos CroomMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
James K. Cluverius Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-16-2018
James Patrick StagerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10005-12-2017
Jamin Micah KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-05-2014
Janet S. WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1001-21-2011
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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