Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Ashley ThiemMerrill Lynch, Pierce, Fenner & Smith IncorporatedParaklete Financial, Inc.10-05-2016
Whitney Reed BurtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.06-06-2018
Vincent Edwin SchianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-03-2016
Vijay Arun RegeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWTS Proprietary Trading Group LLC10-29-2012
Terry Flint SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-20-2009
Stephen SorensenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50011-02-2012
Staci Bagwell BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedGlobal Atlantic Distributors, LLC06-01-2017
Sarah Louise ExellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.05-02-2017
Sarah Ann GaineyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-10-2015
Ryan W. AtkinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital Guardian, LLC06-19-2015
Ronald Thomas Pruitt IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Turner & Company, L.L.C.06-01-2013
Ronald Lecoste ChapmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-30-2009
Robert Scott BanishMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Citizens Investor Services, Inc.09-18-2019
Robert Ryan ShawMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.$10009-07-2010
Richard William WoollacottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-17-2009
Richard Brock DuwelMerrill Lynch, Pierce, Fenner & Smith IncorporatedNationwide Securities, LLC11-30-2016
Ray Marshall Evans IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$50006-01-2009
Randall Benjamin CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-25-2010
Paula L EagleMerrill Lynch, Pierce, Fenner & Smith IncorporatedABG Sundal Collier Inc.05-31-2018
Paul William DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed12-15-2017
Paul John BoesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-04-2012
Paul John BoesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors11-21-2011
Pamela Sue HarrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-21-2011
Milton SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$13505-09-2014
Michael Ray DartMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.